Private Placement Funding
($5 - $30 million)

We provide a full range of investment banking and corporate finance services. We have developed a highly efficient underwriting program designed to serve institutional investors, the securities broker/ dealer community and the many companies and real estate developers seeking to raise capital. Our services include prompt and thorough review of new capital requests, definitive due diligence analysis, the writing of the securities memo or prospectus of approved programs, and the professional marketing of the offerings.

Our marketing and distribution system is extremely efficient and cost effective, with our regional directors responsible for all fifty states, which include hundreds of institutional investors and broker/dealers. This allows our client companies to raise funds more rapidly and thereby implement their business plans on schedule.

Investment vehicles marketed by us include private placements, initial and secondary public offerings, corporate tax credit transactions and more. We plan to offer private placements on the internet to accredited investors.

Over the past thirty years, we closed well over a billion dollars of financing. Our two areas of primary focus have remained the same over the years, and they are as follows:

Corporate Expansion Capital Offerings - We prefer companies that are in the process of consolidating their fragmented market niche, with a realistic plan to dominate that market. Offerings have included companies in telecommunications, computer hardware, software and services, and health care diagnosis and treatment.

Corporate Tax Credit Transactions - We offer well qualified tax credit transactions involving the Section 29 Energy Credit, the Section 40 Ethanol Producer Credit, and the Section 42 Low Income Housing Credit. Clients include Fortune 100 manufacturers, insurance companies, banks and real estate developers.

Biography of Professional
This professional is President, CEO and founder of an investment banking and corporate finance firm, an NASD/SIPC member. He has marketed over $600 million of securities to institutional and retail investors and raised over $500 million of equity and debt financing for corporate clients and real-estate developers. He has a BA in Economics, University of Michigan and Graduate studies at the University of Chicago MBA program and Northwestern University Law School. In addition, he has a NASD Securities Principal license and was an executive in marketing and finance with IBM and ITEL.